National Certification Examination

Series Certifications

There are several certifications that those holding certain positions in the financial industry must have in order to do business. The most common are:

Series 6 (Investment Company Products/Variable Life Contracts Representative)

Series 7 (General Securities Representative Examination)

Series 63 (Uniform Securities Agent State Law Exam)

Series 65 (Investment Advisors Law Exam)

Series 66 (Uniform Combined State Law Exam)

Posted: 9/30/2010 11:15:09 AM by Gary Sternberg | with 0 comments

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National Certification Examination

Series Certifications

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